The data entered into this form
is
transmitted encrypted to UBS
Switzerland
AG via the internet and
distributed to
local UBS offices appropriately.
Nevertheless, in order to
maintain
discretion, please do not
include any
confidential data such as
account
numbers. Via this form UBS does
not
accept any instructions for
business
transactions such as the opening
of
accounts, payment orders,
trading
orders, revocations of orders or
authorizations, blocking of
credit
cards, changes of address, etc.
Please
contact the appropriate office
or your
client advisor for such
transactions.
By providing your telephone
number and/or
e-mail address above you
expressly
approve UBS contacting you via
telephone
and/or via unsecured e-mail.
Please note: The use of e-mail
can
involve substantial risks such
as lack
of confidentiality, potential
manipulation of contents or
sender's
address, wrong recipient,
viruses etc.
UBS assumes no responsibility
for any
loss or damage resulting from
the use of
e-mails. UBS recommends in
particular
that you do not send any
sensitive
information, that you do not
include
details of the previous message
in any
reply, and that you enter e-mail
addresses manually every time
you write
an e-mail.
As a firm providing wealth
management
services to clients, UBS
Financial
Services Inc. offers investment
advisory
services in its capacity as an
SEC-registered investment
adviser and
brokerage services in its
capacity as an
SEC-registered broker-dealer.
Investment
advisory services and brokerage
services
are separate and distinct,
differ in
material ways and are governed
by
different laws and separate
arrangements. It is important
that
clients understand the ways in
which we
conduct business, that they
carefully
read the agreements and
disclosures that
we provide to them about the
products or
services we offer. A small
number of our
financial advisors are not
permitted to
offer advisory services to you,
and can
only work with you directly as
UBS
broker-dealer representatives.
Your
financial advisor will let you
know if
this is the case and, if you
desire
advisory services, will be happy
to
refer you to another financial
advisor
who can help you. Our agreements
and
disclosures will inform you
about
whether we and our financial
advisors
are acting in our capacity as an
investment adviser or
broker-dealer. For
more information, please review
the PDF
document at
ubs.com/relationshipsummary.